REFEREED PUBLICATIONS |
"Reluctant Guardians: The Moral Responsibility of Gatekeepers," Business Ethics Quarterly, 17 2007 |
| "Is There an Internal Morality of Contracting?," Academy of Management Review, 32(1) 2007 |
| "What's Wrong--and What's Right--with Stakeholder Management," Journal of Private Enterprise, 21(2) 2006 |
| "Individual Responsibility in the American Corporate System," Business & Professional Ethics Journal, 23(1-2) 2004 |
| "Individual Responsibility and the Sarbanes-Oxley Act," Government Law and Policy Journal, 6 2004 |
| "Employee Governance and the Ownership of the Firm," Business Ethics Quarterly, Winter 2004 |
| "Introduction to the Special Issue in Finance," Business Ethics Quarterly, 13 2003 , Co-Authors: Jeffrey Peterson |
| "Contractors as Stakeholders: Reconciling Stakeholder Theory with the Nexus-of-Contracts Firm," Journal of Banking and Finance, 2002 |
| "The Future of Corporate Social Responsibility," Business and Professional Ethics Journal, 2001 |
| "Conflicts of Interest in Financial Services," Business and Society Review, 2000 |
| "Globalization and the Business of Ethics," Business Ethics Quarterly, 2000 |
| "Does Business Ethics Rest on a Mistake?," Business Ethics Quarterly, 1999 |
| "The Ethics of Arbitration in the Securities Industry," Business and Society Review, 1998 |
| "Teaching Finance Ethics," Teaching Business Ethics, 1998 |
| "Business Ethics and the Theory of the Firm," American Business Law Journal, 34 1996 |
| "Fiduciary Duties and the Shareholder-Management Relation: Or, What's So Special about Shareholders?," Business Ethics Quarterly, 4 1994 |
PAPERS PRESENTED AT PROFESSIONAL MEETINGS |
"Ethics and the Exchange Industry," Federation of Exchange Accommodators, October 4 2008 |
"Reluctant Guardians: The Responsibility of Gatekeepers for Effective Corporate Governance," Illinois Society of CPAs, November 7 2008 |
"Creating a Finance Ethics Course," Seventh International Symposium on Catholic Social Thought and Management Education, University of Notre Dame, June 11-13 2008 |
"Employee Stock Options: How Can They Be Redesigned to Improve Their Economic Efficiency?," International Meeting of the Financial Management Association, Prague, June 4-6 2008 |
"Ethics, CSR, and Stakeholder Management," Third Bentley Global Business Ethics Symposium, Madrid, Spain, June 18 2007 |
"Ethics in Finance: An Overview," Financial Management Association, Barcelona, Spain, June 1 2007 |
"Ethics in Finance: An Overview," European Business Ethics Network, Bergamo, Italy, June 21 2007 |
| "Reluctant Guardians: The Responsibility of Gatekeepers for Effective Corporate Governance," Conference on Freedoms and Responsibilities for Business in China, Second World Forum on China Studies, Shanghai Academy of Social Science, Shanghai, China, September 20-22 2006 |
| "Reluctant Guardians: The Responsibility of Gatekeepers for Effective Corporate Governance," Transatlantic Business Ethics Conference, The Wharton School, University of Pennsylvania, October 6-7 2006 |
| "What's Right and What's Wrong with Stakeholder Management," University of Montreal, Montreal, Canada, February 23 2006 |
| "Intermediaries and Gatekeepers: The Responsibility of Banks for the (Mis)Conduct of Their Clients," Arbeitsgruppe Compliance und Ethik in Finanzinstitutionen im Deutschen Netzwerks Wirtschaftsethik, Amsterdam, May 12-13 2005 |
| "Ethics, Risk Management and Corporate Governance: The Role of Gatekeeper Institutions," Bentley Conference on Ethics and Risk Management in a Global Economy, May 23 2005 |
| "Individual Responsibility in the American Corporate System: Does Sarbanes-Oxley Strike the Right Balance?," Ethics in the Financial Services after Sarbanes-Oxley, Carlson School of Management, University of Minnesota, April 15-17, 2004; Annual Meeting, Society for Business Ethics, New Orleans, LA, August 5-8, 2004., 2004 |
| "Is Corporate Governance an Obstacle to Redefining Success? Some Thoughts on Shareholder Ownership and the Pursuit of Multiple Objectives," Third Transatlantic Business Ethics Conference, ESADES Business School, Barcelona, Spain, October1-3, 2004; Eleventh Annual International Business Ethics Conference,� DePaul University, Chicago, IL, October 21-23., 2004 |
| "Conflict of Interest in Financial Services: A Contractual Risk-Management Analysis," The Hastings Center, Garrison, NY, April 10, 2003; Tenth Annual Meeting Promoting Business Ethics, St. John's University, 2003 |
| "Employee Governance and the Ownership of the Firm," the Rector Dhanis Chair Lecture, University of Antwerp (UFSIA), Antwerp, Belgium, April 29, 2002; Research Center for Applied Ethics, Chinese Academy of Social Science, Beijing, China, September 24, 2002; University of Tennessee, Knoxville, February 7, 2003; Conference �Business Ethics in a Global Economy,� Santa Clara University, February 20-22, 2003; American Philosophical Association, Pacific Division, San Francisco, March 29, 2003; College of Wooster, November 9, 2003 |
| "How to Think about Corporate Governance," Association for Practical and Professional Ethics, Cincinnati, OH, 2002 |
| "The Future of Business Ethics," At Our Best: Moral Lives in a Moral Community, Santa Clara University, 2001 |
| "Conflicts of Interest in Financial Services," Seventh Annual International Conference, Promoting Business Ethics, New York, 2000 |
| "The New Institutional Economics: Can It Contribute to Business Ethics?," Transatlantic Business Ethics Summit, Budapest University of Economic Sciences, Budapest, Hungary, 2000 |
| "Hostile Takeovers in Global Capital Markets: Lessons from the United States for Europe," Second World Congress of the International Society for Business, Economics, and Ethics, Sao Paulo, Brazil, 2000 |
| "Teaching Financial Ethics in a Global Age," Seventh World Forum of the International Association of Jesuit Business Schools, Puebla, Mexico, 2000 |
| "Contractors as Stakeholders: Reconciling Stakeholder Theory with the Nexus of Contracts Firm," Conference Measuring and Managing Ethical Risk: How Investing in Ethics Adds Value University of Notre Dame, 1999 |
| "Does Business Ethics Rest on a Mistake?," Presidential Address to the Society for Business Ethics, San Diego, 1998 |
| "The Search for the Normative Core: Normative Stakeholder Theory and the Agency Theory of the Firm," International Society for Business and Society, Kailua-Kona, HI, 1998 |
| "Teaching Finance Ethics," Association for Practical and Professional Ethics, Seventh Annual Meeting, Dallas, 1998 |
| "Staking Claims: The Role of Shareholders in the Contractual Theory of the Firm," Allied Social Sciences Association, Chicago, 1998 |
| "The Contractual Theory of the Firms as a Normative Business Ethics and Its Relationship to Roman Catholic Social Teaching on Economic Life," Second International Symposium on Catholic Social Thought and Management Education, Antwerp, Belgium, 1997 , Co-presenting: Michael J. Schuck |
BOOKS AND MONOGRAPHS |
Ethics and the Conduct of Business, 6th ed. (Prentice Hall), 2009 |
Ethics in Finance, 2nd ed. (Blackwell), 2008 |
| Ethics and the Conduct of Business, 5th ed. (Prentice Hall), 2007 |
| Ethics and the Conduct of Business, 4th ed. (Prentice Hall), 2003 |
| Ethics and the Conduct of Business, 3rd ed. (Prentice Hall), 2000 |
| Ethics in Finance (Blackwell Publishers), 1999 |
| Ethics and the Conduct of Business, 2nd ed. (Prentice Hall) , 1997 |
CONTRIBUTIONS OR CHAPTERS IN BOOKS |
| "The Role of Ethics in Risk Management by Boards of Directors," Robert W. Kolb eds., Integrated Risk Management and Corporate Governance, (Wiley-Blackwell), 2009 |
"Conflict of Interest in Financial Services: A Risk-Management Perspective," Thomas H. Murray and Josephine Johnston eds., Ethical Issues in Biomedical Research, (Baltimore, MD: Johns Hopkins University Press), 2008 |
"Executive Compensation: Unjust or Just Right," George Brenkert and Tom Beauchamp eds., Oxford Handbook of Business Ethics, (Oxford University Press), 2008 |
"Globalization and the Ethics of Business," Alan E. Singer eds., Business Ethics and Strategy, (Hampshire, UK: Ashgate Publishing), 2007 |
| "Ethics for a Post-Enron America," Paul H. Dembinski eds., Enron and the World of Finance: A Case Study in Ethics, (Palgrave), 2006 |
| "Corporate Governance: Justifying the Role of Shareholders," Norman E. Bowie eds., Blackwell Guide to Business Ethics, (Blackwell Publishers ), 2002 |
| "Financial Services," Michael Davis and Andrew Stark eds., Conflict of Interest in the Professions, (Oxford University Press), 2001 |
| "Finance Ethics," R.. E. Frederick eds., A Companion in Business Ethics , (Blackwell Publishers), 1999 |
| "Globalism and the National Interest: The Implications for Corporate Society Responsibility," W. M. Hoffman, J. B. Kamm, and R. E. Frederick eds., Emerging Global Business Ethics, (Quorum Books), 1994 |
| "Conflict of Interest: An Agency Analysis," R. Edward Freeman and Norman E. Bowie eds., Ethics and Agency Theory, (Oxford University Press), 1992 |
| "Tender Offers: An Ethical Perspective," W. M. Hoffman, R. E. Frederick, and E. S. Petry, Jr. eds., The Ethics of Organizational Transformation: Mergers, Takeovers and Corporate Restructuring, (Quorum Books), 1989 |
BOOK REVIEWS |
William S. Laufer, "Corporate Bodies and Guilty Minds: The Failure of Corporate Criminal Liability," Business Ethics Quarterly, 18 2008 |
| John Roberts, "The Modern Firm: Organizational Design for Performance and Growth," Business Ethics Quarterly, 16(1) 2006 |
| "Contract Theory and Business Ethics: A Review of Ties that Bind," Business and Society Review, 2000 |
| "Aristotle Meets Wall Street: A Review of Ethics and Excellence," Business Ethics Quarterly, 5 1995 |
OTHER RESEARCH ACTIVITY |
| "Business Ethics and the Theory of the Firm," Kenan Institutie of Ethics, Duke University, 2008 |
"Symposium on Norman E. Bowie, Management Ethics, American Philosophical Association, Central Division, Chicago, April 28," 2008 |
"Ethics in Finance," Doctoral Pro Seminar, Wharton School, University of Pennsylvania, November 9 2007 |
"Ethics in Finance," University of Illinois, November 2, 2007 |
"Reluctant Guardians: The Responsibility of Gatekeepers for Effective Corporate Governance," Illinois Society of CPAs Annual Fraud Conference, November 7, 2007 |
"The Use and Misuse of Stock Options," Loyola University Center for Integrated Risk Management and Corporate Governance, October 12, 2007 |
"Ethics in Finance," Financial Management Association, Financial Leaders' Conference, Chicago, March 30, 2007 |
"Reluctant Guardians: The Responsibility of Gatekeeprs for Effective Corporate Governance," Professional Risk Managers' International Association and the Quantitative Work Alliance for Applied finance Education and Wisdon, Chicago, February 22, 2007 |
"What's Wrong--and What's Right--with Stakeholder Management," Invited Lecture, University of Redlands, Januray 31, 2007 |
"Reluctant Guardians: The Responsibility of Gatekeepers for Effective Corporate Governance," Southern California Business Ethics Roundtable, Los Angeles, February 1, 2007 |
"What's Wrong--and What's Right--with Stakeholder Management," Invited Lecture, University of Montreal, February 23, 2007 |
"Entries on Bankruptcy, Churning, Conflict of Interest, Disclosure, Fiduciary Duty, Finance, Shareholder Model of Corporate Governance, and Soft Dollar Brokerage, in Encyclopedia of Business Ethics and Society, Robert W. Kolb, ed. (Thousand Oaks, CA: Sage Publications),"
2007 |
"Bad Apples or Bad Barrels? Individual versus Orgnizational Responsbility for Wrongdoing," Keynote Address, Conference on Employing Ethics in the Workplace, Rockhurst University, January 10, 2006 |
"Intermediaries and Gatekeepers: The Responsibility of Banks for the (Mid)Conduct of Their Clients," Invited Address, Arbeitsgruppe Compliance und Ethik in Finanzinstitutionen im Deutschen Netzwerks Wirtschaftsethik, Amsterdam, May 12-13, 2005 |
"Individual Responsibility in the American Corporate System: Does Sarbanes-Oxley Strike the Right Balance?," Erasmus Research Institute of Management, Rotterdam, May 17, 2005 |
"The Internal Morality of Contracting," Respondent, Conference on Contractarian Approaches to Business Ethics, Wharton School, University of Pennsylvania, November 12-13, 2004 |
"Ethics for a Post-Enron America," Phi Kappa Phi Forum, Spring 2003 , Reprinted by Annual Editions: Business Ethics 04/05, 16th Edition (McGraw-Hill/Dushkin, 2004), 190-194; and Annual Editions: Business Ethics 05/06, 17th Edition (McGraw-Hill/Dushkin, 2005), 176-80.
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| "Ethics in Finance," International Banking Summer School, Lillehammer, Norway, 2003 |
| "Eight �Ethics Boxes," Investments: A Global Perspective (Prentice Hall), 2002 , Co-Authors: Jack C. Francis and Roger Ibbotson |
| "Lessons from the Recent American Scandals," Peking University, Chinese Center for Economic Research, 2002 |
| "Normative Aspects of the Contractual Theory of the Firm," Seminar for economics faculty, University of Antwerp, 2002 |
| "The New Role of Business in Society," The Cahill Lecture, University of Notre Dame, 2001 |
| "Codes of Ethics and Oversight of Compliance with the Codes," 2000 Investment Company Directors Conference, Washington, D.C., 2000 |
| "Virtue in Markets: A Look at the Ethical Challenges in an Era of Technology, Returns and Temptation," Seventh Annual International Conference, Promoting Business Ethics, New York, 2000 |
| "Ethics and Global Economics: Corporations, Communities, and Challenge," Western Illinois University, Macomb, 1998 |
| "Ethical Issues in Soft Money Transactions," Wharton Impact Conference on Ethical Issues in Financial Services, The Wharton School, University of Pennsylvania, Philadelphia, 1998 |
| "Comparable Worth," Blackwell Dictionary of Business Ethics, (Blackwell Publishers), 1997 |
| "Fiduciary Duty," Blackwell Dictionary of Business Ethics, (Blackwell Publishers), 1997 |
| "New Directions in Ethics and Law," Midwest Business Administration Association, Chicago, 1997 | |
