×
Loyola University Chicago School of Law's Center for Business Law presents

Financial Regulators Under Siege

Friday, April 21, 2023
8:45 a.m. - 5:30 p.m.

Loyola University Chicago School of Law
Philip Corboy Law Center
25 East Pearson Street
Chicago, IL 60611
Power Rogers & Smith Ceremonial Courtroom, 10th Floor

Approved for 6.5 hours of CLE 

Global financial markets have suffered a series of unprecedented challenges. Bank failures and the threat of bank failures raised alarms; the COVID-led global lockdown of capitalism left the world reeling from the closest thing to a complete economic collapse since at least World War II; new-fangled products have taken center stage with huge digital "currency" capital flows; Special Purpose Acquisition Companies potentially threaten the disclosure regime under the Federal Securities Laws; and the 2022 invasion of Ukraine roiled markets. These challenges have tested our financial regulatory system and the wisdom of regulators overseeing these systems like never before. This conference aims to assess the performance of the regulatory system under these stresses and to distill important lessons for law and policy makers going forward.

Program

Friday, April 21, 2023

Power Rogers & Smith Ceremonial Courtroom, 10th Floor

Loyola University Chicago School of Law

Program
8:45 a.m. Continental Breakfast
8:55 a.m. Center for Business Law Welcome and Introductions
  Prof. Patricia Lee, Loyola Law Chicago, Center for Business Law
9:00 a.m. Dean's Welcome – Dean Michèle Alexandre, Loyola Law Chicago
9:15 a.m. Panel I: The View from the Litigation Trenches
  Moderator: Prof. Bud Murdock, Loyola Law Chicago
  Panelists: Marc I. Gross, Pomerantz LLP
    Carol V. Gilden, Cohen Milstein
    Gabriel K. Gillett, Jenner & Block LLP
10:30 a.m. Panel II: The Regulators Speak
  Moderator: Prof. Steven Ramirez, Loyola Law Chicago 
  Panelists: Prof. Usha R. Rodrigues, University of Georgia School of Law
    Paul A. Montoya, Associate Regional Director, Securities and Exchange Commission
    Jonathan D. Rose, Historian Federal Reserve System 
11:45 a.m.  Lunch Break  
Noon  Featured Luncheon Speaker [Introduction by Prof. Steven Ramirez]  
  Kristin N. Johnson, Commodity Futures Trading Commission, Commissioner   
1:00 p.m.  Panel III: Financial Market Participants  
  Moderator:  Prof. dre cummings, University of Arkansas at Little Rock William H. Bowen School of Law 
  Panelists: Christopher D. Williams, General Counsel & Compliance Lead, Exinity
    Sevan Avakian, General Counsel & Partner, Protagonist
    Ijeoma Okoli, Director, Digital Economy Initiative
    Professor Christian Johnson, Widener University Commonwealth Law School
2:15 p.m. Panel IV: Academic Perspectives
  Moderator: Prof. Patricia H. Lee, Loyola Law Chicago
  Panelists: Prof. Emma Coleman Jordan, Georgetown Law
    Prof. Cheryl L. Wade, St. John's University School of Law
    Prof. Nicola Sharp, Illinois College of Law
    Prof. Cary Martin Shelby, Washington & Lee University School of Law
3:30 p.m. Featured Closing Speaker [Introduction by Prof. Patricia H. Lee]
  Arleas Upton Kea, Former FDIC Deputy to the Chairman and Chief Operating Officer
4:30 p.m. Closing and Thank You
  Prof. Joseph McKay, Loyola Law Chicago
4:30 p.m. - 5:30 p.m. Reception
  Student Co-Sponsors
  Business Law Society and Women’s Law Society

 

Sponsors

Thank you to our sponsors.

  • The Institute for Investor Protection
  • Business Law Society
  • Center for Business Law
  • Women’s Law Society

Discounted Parking

Discounted parking (of up to 12 hours) is available during the conference session. The rate is $13. The parking ticket must be validated at lobby security desk in the law school. 

Parking Garage:

900 N Michigan Self-Park
(Enter on Walton or Rush)
900 North Michigan Avenue
Chicago, IL 60611
0.2 miles from Loyola
(312) 915-3940

**Must validate the parking ticket**

Additional Information

If you need any additional information, please contact Prof. Steven Ramirez (sramir3@luc.edu), Prof. Patricia Lee (plee12@luc.edu), or Prof. Joe McKay (jmckay4@luc.edu).